SEC Form 4 · accession 0001225208-16-024830
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen A Rogers
Officer — Vice Chairman and CFO
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2 | Jan 25, 2016 | A | 724 | $0.00 | A | 64,165 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 11 | I | as UTMA custodian for stepson | |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 6,777 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A grant of performance-based restricted stock units was awarded to the Reporting Person on February 19, 2015, and the target amount of such award was reported on Table II of a Form 4 filed on February 23, 2015. The final number of restricted stock units subject to the award could be more or less than the target number based on certain fiscal 2015 corporate performance measures. On January 25, 2016, the final number of units subject to the award was determined. The number of performance-based restricted stock units reported in this box is the number of units by which the final award exceeds the number of units originally reported.
- F2This number includes 25,293 unvested restricted stock units previously reported on Table II.
- F3Based on a plan report dated December 31, 2015, the most recent plan report available.