SEC Form 4 · accession 0001225208-15-019855
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick T Stokes
Director
Period of report
Oct 22, 2015
Accepted (ET)
Oct 23, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Oct 22, 2015 | M | 8,305 | $30.00 | A | 25,427 | D | |
| Common Stock, $0.01 par value | Oct 22, 2015 | S | 8,305 | $42.00 | D | 17,122 | D | |
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 390 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F2 | $30.00 | Oct 22, 2015 | M | 8,305 | D | — | Jan 17, 2016 | Common Stock, $0.01 par value | 8,305 | 0 | D |
Explanation of responses
- F1These shares were previously held through PTS Investors LLC and were transferred into a trust on July 22, 2015.
- F2The option vested in four equal annual installments beginning on January 17, 2007.