SEC Form 4 · accession 0001225208-15-010274
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel W Johnson
Director
Period of report
Nov 14, 2014
Accepted (ET)
Apr 22, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Nov 14, 2014 | M | 16,450 | $31.20 | A | 16,450 | D | |
| Common Stock, $0.01 par value | Nov 14, 2014 | M | 7,859 | $30.40 | A | 24,309 | D | |
| Common Stock, $0.01 par value | Nov 14, 2014 | F | 17,199 | $43.73 | D | 7,110 | D | |
| Common Stock, $0.01 par value | Apr 21, 2015 | M | 850 | $30.39 | A | 7,960 | D | |
| Common Stock, $0.01 par value | Apr 21, 2015 | F | 607 | $42.50 | D | 7,353 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 126 | I | By Arena Holdings, LLC | |
| Common Stock, $0.01 par value | holding | — | — | — | 31,585 | I | By Elizabeth Johnson GRAT | |
| Common Stock, $0.01 par value | holding | — | — | — | 31,585 | I | By Joel Johnson GRAT | |
| Common Stock, $0.01 par value | holding | — | — | — | 5,237 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F1 | $31.20 | Nov 14, 2014 | M | 16,450 | D | — | Jan 3, 2015 | Common Stock, $0.01 par value | 16,450 | 0 | D |
| Non-Employee Director Stock Option (Right to Buy)F2 | $30.40 | Nov 14, 2014 | M | 7,859 | D | — | Jan 18, 2015 | Common Stock, $0.01 par value | 7,859 | 0 | D |
| Non-Employee Director Stock Option (Right to Buy)F3 | $30.39 | Apr 21, 2015 | M | 850 | D | — | Jul 20, 2015 | Common Stock, $0.01 par value | 850 | 0 | D |
Explanation of responses
- F1The option vested in four equal annual installments beginning on January 3, 2006.
- F2The option vested in four equal annual installments beginning on January 18, 2006.
- F3The option vested in four equal annual installments beginning on July 20, 2006.