SEC Form 4/A · accession 0001225208-15-005093
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jennie P Carlson
Officer — EVP, Human Resources
Period of report
Jan 22, 2015
Accepted (ET)
Feb 23, 2015 · 8:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jan 22, 2015 | A | 1,080 | A | Feb 20, 2015 | — | Common Stock, $0.01 par value | 1,080 | 23,587 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
- F2A grant of restricted stock units was awarded to the Reporting Person on February 20, 2014, and was reported on a Form 4 filed on February 24, 2014. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2014 corporate performance measures. On January 23, 2015, the adjusted, final number of units subject to the award was reported. Due to a calculation error, the number of shares in that form was incorrect. This form is being filed to report the correct number of shares. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount.
- F3The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.