SEC Form 4 · accession 0001225208-15-004514
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Chosy
Officer — EVP, General Counsel, and Sec.
Period of report
Feb 14, 2015
Accepted (ET)
Feb 18, 2015 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Feb 14, 2015 | M | 3,654 | $0.00 | A | 6,025 | D | |
| Common Stock, $0.01 par value | Feb 17, 2015 | F | 1,273 | $44.89 | D | 4,752 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 1,443 | I | By Spouse's Trust | |
| Common Stock, $0.01 par value | holding | — | — | — | 343 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 14, 2015 | M | 3,654 | D | Feb 14, 2014 | — | Common Stock, $0.01 par value | 3,654 | 7,308 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
- F2The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.