SEC Form 4 · accession 0001225208-15-001871

US BANCORP \DE\ · USB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Vice Chairman and COO

Period of report

Jan 22, 2015

Accepted (ET)

Jan 23, 2015 · 4:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000036104

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.01 par value	Oct 23, 2014	G	6,200	$0.00	D	292,894	D
Common Stock, $0.01 par value^F1	holding	—	—		—	10,418	I	By 401(k) plan
Common Stock, $0.01 par value	holding	—	—		—	341	I	By Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F2,F4	—	Jan 22, 2015	A	2,924	A	Feb 20, 2015	—	Common Stock, $0.01 par value	2,924	81,979	D

F1Based on a plan report dated December 31, 2014, the most recent plan report available.
F2Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
F3A grant of restricted stock units was awarded to the Reporting Person on February 20, 2014, and was reported on a Form 4 filed on February 24, 2014. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2014 corporate performance measures. On January 22, 2015, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount.
F4The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.