SEC Form 4 · accession 0001179110-15-003146
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig E Gifford
Officer — EVP and Controller
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Feb 20, 2015 | M | 2,170 | $0.00 | A | 20,716 | D | |
| Common Stock, $0.01 par value | Feb 20, 2015 | F | 730 | $44.08 | D | 19,986 | D | |
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 1,089 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 19, 2015 | A | 8,574 | A | Feb 19, 2016 | — | Common Stock, $0.01 par value | 8,574 | 8,574 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 20, 2015 | M | 2,170 | D | Feb 20, 2015 | — | Common Stock, $0.01 par value | 2,170 | 6,511 | D |
| Restricted Stock UnitsF2,F4 | — | holding | — | — | — | Jan 22, 2017 | — | Common Stock, $0.01 par value | 11,512 | 11,512 | D |
Explanation of responses
- F1Based on a plan report dated February 11, 2015, the most recent plan report available.
- F2Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
- F3The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
- F4The vesting schedule for these securities was incorrectly reported on the amended Form 4 filed by the reporting person on February 10, 2015. These restricted stock units will vest in full on the date listed in the Date Exercisable column of Box 6.