SEC Form 4 · accession 0001567619-19-005344
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Schreck
Officer — SVP & Treasurer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 21, 2019 | M | 1,450 | $6.43 | A | 92,783 | D | |
| COMMON STOCK | Feb 21, 2019 | M | 1,450 | $7.22 | A | 94,233 | D | |
| COMMON STOCK | Feb 21, 2019 | M | 2,200 | $7.05 | A | 96,433 | D | |
| COMMON STOCK | Feb 21, 2019 | F | 4,131 | $8.55 | D | 92,302 | D | |
| COMMON STOCK | holding | — | — | — | 829 | I | BY SPOUSE |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $6.43 | Feb 21, 2019 | M | 1,450 | D | — | Nov 17, 2025 | COMMON STOCK | 1,450 | 2,900 | D |
| OPTION: RT-TO-BUYF2 | $7.22 | Feb 21, 2019 | M | 1,450 | D | — | Nov 18, 2024 | COMMON STOCK | 1,450 | 1,450 | D |
| OPTION: RT-TO-BUYF3 | $7.05 | Feb 21, 2019 | M | 2,200 | D | — | Nov 19, 2023 | COMMON STOCK | 2,200 | 0 | D |
Explanation of responses
- F1Award vests in equal installments from the first through the fifth year following the award date, beginning November 17, 2016.
- F2Award vests in equal installments from the first through the fifth year following the award date, beginning November 18, 2015.
- F3Award vests in equal installments from the first through the fifth year following the award date, beginning November 19, 2014.
Remarks
ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE.