SEC Form 4 · accession 0001567619-18-002137
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Powers
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 4, 2018 | M | 2,000 | $5.14 | A | 67,650 | D | |
| COMMON STOCK | Sep 4, 2018 | S | 2,000 | $9.2042 | D | 65,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $5.17 | Sep 4, 2018 | M | 2,000 | D | Nov 15, 2011 | Nov 15, 2021 | COMMON STOCK | 2,000 | 0 | D |
Explanation of responses
- F1DIRECTOR AWARDS VEST IN FULL ON DATE OF GRANT.