SEC Form 4 · accession 0001140361-18-026240
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Leonard
Officer — EVP
Period of report
May 29, 2018
Accepted (ET)
May 30, 2018 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 29, 2018 | M | 10,000 | $8.29 | A | 68,233 | D | |
| COMMON STOCK | May 29, 2018 | F | 9,502 | $8.725 | D | 58,731 | D | |
| COMMON STOCK | holding | — | — | — | 21,467 | I | BY FAMILY |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $8.29 | May 29, 2018 | M | 10,000 | D | — | Jun 2, 2018 | COMMON STOCK | 10,000 | 0 | D |
Explanation of responses
- F1Award vests in equal installments from the first through the fifth year following the award date, beginning June 2, 2009.
Remarks
ADDITIONAL SHARES AQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVDEND REINVESTMENT FEATURE.