SEC Form 4 · accession 0001140361-18-024697
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas O Maggs
Director
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 16, 2018 | M | 2,000 | $8.29 | A | 63,929 | D | |
| COMMON STOCK | May 16, 2018 | F | 1,895 | $8.75 | D | 62,034 | D | |
| COMMON STOCK | holding | — | — | — | 9,667 | I | BY FAMILY |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $8.29 | May 16, 2018 | M | 2,000 | A | — | Jun 2, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Director Awards vest immediately following the award date, beginning June 2, 2008.
Remarks
Additional shares acquired by reporting person's participation in dividend reinvestment and/or employee benefit plan with dividend reinvestment feature.