SEC Form 4 · accession 0001140361-17-029610
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot R Salvador
Officer — EVP & Chief Banking Officer
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 28, 2017 | M | 35,000 | $5.14 | A | 183,665 | D | |
| COMMON STOCK | Jul 28, 2017 | F | 27,713 | $8.20 | D | 155,952 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $5.14 | Jul 28, 2017 | M | 35,000 | D | — | Nov 15, 2021 | COMMON STOCK | 35,000 | 0 | D |
Explanation of responses
- F1Award vests in equal installments from the first through fifth year following the award date, beginning November 15, 2012.
Remarks
ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE.