SEC Form 4 · accession 0001140361-16-089754
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot R Salvador
Officer — EVP & Chief Banking Officer
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 11:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 13, 2016 | M | 10,000 | $5.14 | A | 145,137 | D | |
| COMMON STOCK | Dec 13, 2016 | F | 5,977 | $8.60 | D | 139,160 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $5.14 | Dec 13, 2016 | M | 10,000 | D | — | Nov 15, 2021 | COMMON STOCK | 10,000 | 35,000 | D |
Explanation of responses
- F1Award vests in equal installments from the first through fifth year following the award date, beginning November 15, 2012.