SEC Form 4 · accession 0001140361-15-042360
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A McCormick
Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Nov 17, 2015 | A | 1,500 | A | — | — | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.
- F2The restricted stock units "vest" in whole on November 17, 2018. Settlement of the restricted stock units will be made in cash only.