SEC Form 4 · accession 0001140361-15-006741
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scot R Salvador
Officer — EVP & Chief Banking Officer
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 11, 2015 | M | 15,000 | $5.14 | A | 137,941 | D | |
| COMMON STOCK | Feb 11, 2015 | M | 4,429 | $5.17 | A | 142,370 | D | |
| COMMON STOCK | Feb 11, 2015 | F | 14,881 | $6.72 | D | 127,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $5.14 | Feb 11, 2015 | M | 15,000 | D | — | Nov 15, 2021 | COMMON STOCK | 15,000 | 60,000 | D |
| OPTION: RT-TO-BUYF1 | $5.17 | Feb 11, 2015 | M | 4,429 | D | — | Nov 20, 2022 | COMMON STOCK | 4,429 | 39,071 | D |
Explanation of responses
- F1Award vests in equal installments from first through fifth year following the award date.
Remarks
ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE.