SEC Form 4/A · accession 0000357301-15-000015
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sharon J Parvis
Officer — VP & ASSISTANT SECRETARY
Period of report
Nov 20, 2015
Accepted (ET)
Nov 27, 2015 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITF3,F1,F2 | $0.00 | Nov 20, 2015 | M | 1,300 | D | — | — | COMMON | 1,300 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.
- F2The restricted stock units "vested" in whole November 20, 2015 and were settled in cash.
- F3Original filing showed 1,300 shares acquired, when in actuality should have been 1,300 shares disposed.