SEC Form 4 · accession 0000357301-15-000012
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Schreck
Officer — SVP & TREASURER
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 20, 2015 | M | 6,000 | $5.14 | A | 85,576 | D | |
| COMMON STOCK | Nov 20, 2015 | M | 3,400 | $5.17 | A | 88,976 | D | |
| COMMON STOCK | Nov 20, 2015 | F | 7,483 | $6.47 | D | 81,493 | D | |
| COMMON STOCK | holding | — | — | — | 741 | I | BY FAMILY |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUY | $5.14 | Nov 20, 2015 | M | 3,000 | D | Nov 15, 2014 | Nov 15, 2021 | COMMON STOCK | 3,000 | 0 | D |
| OPTION:RT-TO-BUY | $5.14 | Nov 20, 2015 | M | 3,000 | D | Nov 15, 2015 | Nov 15, 2021 | COMMON STOCK | 3,000 | 0 | D |
| OPTION:RT-TO-BUY | $5.17 | Nov 20, 2015 | M | 1,700 | D | Nov 20, 2014 | Nov 20, 2022 | COMMON STOCK | 1,700 | 0 | D |
| OPTION:RT-TO-BUY | $5.17 | Nov 20, 2015 | M | 1,700 | D | Nov 20, 2015 | Nov 20, 2022 | COMMON STOCK | 1,700 | 0 | D |
Remarks
Additional shares acquired by reporting person's participating in dividend reinvestment and/or employee benefit plan with dividend reinvestment feature.