SEC Form 4 · accession 0001225208-26-006051
HOVNANIAN ENTERPRISES INC · HOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander A. Hovnanian
Officer — President
Period of report
Jun 11, 2026
Accepted (ET)
Jun 15, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000357294
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F3 | — | Jun 11, 2026 | M | 8,864 | A | — | — | Class A Common Stock | 8,864 | 52,349 | D |
| Class B Common StockF1,F3 | — | Jun 11, 2026 | F | 4,694 | D | — | — | Class A Common Stock | 4,694 | 47,655 | D |
| Performance Share Units (2021)F4,F5,F6 | — | Jun 11, 2026 | M | 8,864 | D | — | — | Class A Common Stock | 8,864 | 0 | D |
| Class B Common StockF1,F3,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 82,404 | 82,404 | I |
Explanation of responses
- F1The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")
- F2Reflects the settlement of vested Performance Share Units into Class B Common Stock on a one-for-one basis.
- F3No expiration date
- F4Vested Performanc Share Units convert into Class B Common Stock on a one-for-one basis
- F5These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class B Common Stock on the date that is two years following the vesting date.
- F6Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock on a one-for-one basis.
- F7The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose