SEC Form 4 · accession 0001225208-26-006050
HOVNANIAN ENTERPRISES INC · HOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ara K Hovnanian
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Jun 11, 2026
Accepted (ET)
Jun 15, 2026 · 4:29 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000357294
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F3 | — | Jun 11, 2026 | M | 44,800 | A | — | — | Class A Common Stock | 44,800 | 371,462 | D |
| Class B Common StockF1,F3 | — | Jun 11, 2026 | F | 16,576 | D | — | — | Class A Common Stock | 16,576 | 354,886 | D |
| Performance Share Units (2021)F4,F5,F6 | — | Jun 11, 2026 | M | 44,800 | D | — | — | Class A Common Stock | 44,800 | 0 | D |
| Class B Common StockF1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 5,328 | 5,328 | I |
| Class B Common StockF1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 5,328 | 5,328 | I |
| Class B Common StockF1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 160 | 160 | I |
| Class B Common StockF1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 160 | 160 | I |
| Class B Common StockF7,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 157,435 | 157,435 | I |
| Class B Common StockF8,F9,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 25,281 | 25,281 | I |
| Class B Common StockF8,F10,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 25,281 | 25,281 | I |
| Class B Common StockF8,F11,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 25,281 | 25,281 | I |
| Class B Common StockF8,F12,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 25,281 | 25,281 | I |
| Class B Common StockF13,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 50,508 | 50,508 | I |
| Class B Common StockF1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 5,125 | 5,125 | I |
| Class B Common StockF8,F14,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 38,737 | 38,737 | I |
| Class B Common StockF8,F15,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 42,035 | 42,035 | I |
| Class B Common StockF8,F16,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 38,778 | 38,778 | I |
| Class B Common StockF8,F17,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 22,849 | 22,849 | I |
| Class B Common StockF8,F18,F1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 33,256 | 33,256 | I |
| Class B Common StockF1,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 812 | 812 | I |
Explanation of responses
- F1The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock")
- F10Held by trusts for the benefit of the family of Lucy K. Kalian, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
- F11Held by trusts for the benefit of the family of Nadia K. Rodriguez, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC
- F12Held by trust for the benefit of the family of Sossie K. Najarian, of which the reporting person is a trustee and has a potential remainder interest, through a limited liability company interest in the 2012 LLC
- F13Held by The Ara K. Hovnanian Family 1994 Long-Term Trust, of which the reporting person is trustee
- F14Held by The Esther K. Barry Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
- F15Held by trusts for the benefit of the family of Kevork S. Hovnanian, of which the reporting person is a trustee and has a potential remainder interest
- F16Held by The Lucy K. Kalian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
- F17Held by The Nadia K. Rodriguez Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
- F18Held by The Sossie K. Najarian Family 1994 Long-Term Trust, of which the reporting person is a trustee and has a potential remainder interest
- F2Reflects the settlement of vested Performance Share Units into Class B Common Stock on a one-for-one basis.
- F3No expiration date
- F4Vested Performance Share Units convert into Class B Common Stock on a one-for-one basis
- F5These Performance Share Units vested on June 11, 2024 and were to be delivered in shares of Class B Common Stock on the date that is two years following the vesting date.
- F6Upon, and to the extent of, vesting of the Performance Share Units, shares of Class B Common Stock would be received. Shares of Class B Common Stock are immediately convertible into an equal number of shares of Class A Common Stock on a one-for-one basis.
- F7Held by Ara K. Hovnanian 2012 Trust, of which the reporting person is trustee, including shares held through a limited liability company interest in the Hovnanian Family 2012 LLC (the "2012 LLC")
- F8The Reporting Person disclaims beneficial ownership of these securities except to the extent of his potential pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of the beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- F9Held by trusts for the benefit of the family of Esther K. Barry, of which the reporting person is a trustee and has a potential remainder interest, including shares held through a limited liability interest in the 2012 LLC