SEC Form 4 · accession 0001225208-18-016820
HOVNANIAN ENTERPRISES INC · HOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lucian T. Smith
Officer — Chief Operating Officer
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 14, 2018 | A | 39,620 | $0.00 | A | 196,221 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied
- F2Represents the number of shares determined to have been earned for the share portion of the LTIP. The share portion of the LTIP award vests as follows: (a) 23,230 shares vest on October 31, 2019, and (b) 16,390 shares vest on October 31, 2020.