SEC Form 4 · accession 0001225208-17-011306
HOVNANIAN ENTERPRISES INC · HOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sirwart Hovnanian
Other
Period of report
Jan 30, 2017
Accepted (ET)
Jun 13, 2017 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357294
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F3 | — | Jan 30, 2017 | G | 240,139 | A | — | — | Class A Common Stock | 240,139 | 257,982 | I |
| Class B Common StockF1,F3 | — | Jan 30, 2017 | G | 240,139 | D | — | — | Class A Common Stock | 240,139 | 17,842 | I |
Explanation of responses
- F1The Class B Common Stock, par value $.01 per share, non-cumulative ("Class B Common Stock"), is immediately convertible into an equal number of shares of Class A Common Stock.
- F2The Sirwart Hovnanian 1994 Marital Trust transferred general partnership and limited partnership units of the Kevork S. Hovnanian Family Limited Partnership (the "Limited Partnership") to the Reporting Person, who immediately transferred such units to trusts for the benefit of family members of children of Kevork S. Hovnanian. These units relate to shares of Class B Common Stock.
- F3No expiration date