SEC Form 4 · accession 0001225208-17-001192
HOVNANIAN ENTERPRISES INC · HOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Pagano Jr.
Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 17, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357294
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units Payout 2021F1,F2 | — | Jan 13, 2017 | A | 12,061 | A | — | — | Class A Common Stock | 12,061 | 15,085 | D |
Explanation of responses
- F11-for-1
- F2Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan.