SEC Form 4 · accession 0001225208-15-013963
HOVNANIAN ENTERPRISES INC · HOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Pagano Jr.
Director
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 12, 2015 | A | 29,963 | $0.00 | A | 79,917 | D | |
| Class A Common StockF1 | Jun 15, 2015 | D | 3,024 | $0.00 | D | 76,893 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units Payout 2021F1,F2,F3 | — | Jun 15, 2015 | A | 3,024 | A | — | — | Class A Common Stock | 3,024 | 3,024 | D |
Explanation of responses
- F1Upon the vesting of restricted stock units granted to the reporting person on June 13, 2014 and pursuant to the reporting person's prior election, the receipt of 3,024 shares of Class A Common Stock was deferred and the reporting person received instead 3,024 shares of phantom stock units pursuant to the Deferred Compensation Plan
- F21-for-1
- F3Payout to be made on January 1, 2021, or upon the occurrence of certain other events set forth under the terms of the Deferred Compensation Plan.