SEC Form 4 · accession 0001179110-18-013823
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ladowicz
Director
Period of report
Dec 12, 2018
Accepted (ET)
Dec 13, 2018 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common Stock | Dec 12, 2018 | S | 1,500 | $13.50 | D | 5,250 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common Stock | Dec 12, 2018 | S | 2,250 | $13.49 | D | 3,000 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common Stock | Dec 12, 2018 | S | 500 | $13.4861 | D | 2,500 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common Stock | Dec 12, 2018 | S | 500 | $13.46 | D | 2,000 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common Stock | Dec 12, 2018 | S | 1,000 | $13.431 | D | 1,000 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common Stock | Dec 12, 2018 | S | 1,000 | $13.43 | D | 0 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 18,646 | D | ||
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 234,277 | I | IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 7,146 shares in Mr. Ladowicz' name outright, 6,500 shares of restricted stock units and 5,000 shares of Performance Based restricted stock units in Mr. Ladowicz' name.