SEC Form 4 · accession 0001179110-18-011917
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF1,F3 | Sep 30, 2018 | A | 1 | — | A | 1,978 | I | Profit Sharing |
| Old Second Bancorpp, Inc. Common StockF1,F4 | Sep 30, 2018 | A | 51 | — | A | 11,031 | I | 401k Savings Plan |
| Old Second Bancorp, Inc. Common StockF2 | holding | — | — | — | 254,706 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Does not apply.
- F2Included in this total are 148 shares held jointly with spouse; 10,050 shares held in Mr. Eccher's name outright; 129,379 shares held in brokerage; 129.251 shares in Restricted stock equivalents,75,000 shares of Restricted Stock Units and 40,000 shares of Performance Based Restricted Stock Units.
- F3Of this total, 1 share was allocated during the third quarter pursuant to Old Second Bancorp Inc. Profit Sharing Plan. Information herein was provided by the Plan Trustee as of 9-30-18.
- F4Of this total, 51 shares were allocated during the third quarter pursuant to Old Second Bancorp Inc. Employee Savings Plan and Trust. Information herein was provided by the Plan Trustee as of 9-30-18.