SEC Form 4 · accession 0001179110-18-005781
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ladowicz
Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 18, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F3,F1 | Apr 17, 2018 | A | 5,000 | — | A | 18,646 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 234,277 | I | IRA | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 9,750 | I | co-trustee with spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 7,146 shares in Mr. Ladowicz' name outright, 6,500 shares of restricted stock units and 5,000 shares of Performance Based restricted stock units in Mr. Ladowicz' name.
- F2These shares represent Performance Based Restricted Stock Units granted in 2018 under the Long Term Incentive Program. These shares have a 3-year cliff vesting.
- F3Does not apply.