SEC Form 4 · accession 0001179110-18-005777
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Tapscott
Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 18, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF3,F2,F1 | Apr 17, 2018 | A | 5,000 | — | A | 33,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Included in this total are 6,500 shares of Restricted Stock Units, 5,000 shares of Performance Based restricted stock units, 18,500 shares held in Mr. Tapscott's name alone held in brokerage and 3,500 shares in Mr. Tapscott's IRA.
- F2Does not apply.
- F3These shares represent Performance Based Restricted Stock Units granted in 2018 under the Long Term Incentive Program. These shares have a 3-year cliff vesting.