SEC Form 4 · accession 0001179110-18-002569
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ladowicz
Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF4,F3,F2 | Feb 20, 2018 | A | 1,500 | — | A | 13,646 | D | |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 242,727 | I | IRA | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 9,750 | I | co-trustee with spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 228,300 shares held by Mr. Ladowicz in a ROTH IRA account and 14,427 shares held in Trust in an IRA account.
- F2Included in this total are 4,646 shares in Mr. Ladowicz' name outright and 9,000 shares of restricted stock units in Mr. Ladowicz' name.
- F3Does not apply.
- F4These shares represent Restricted Stock Units granted in 2018 under the Long Term Incentive Program. These shares have a 3-year cliff vesting.