SEC Form 4 · accession 0001179110-17-012846
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 2, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc Common StockF1,F2 | Sep 30, 2017 | A | 2 | — | A | 1,973 | I | Profit Sharing |
| Old Second Bancorp, Inc. Common StockF1,F3 | Sep 30, 2017 | A | 96 | — | A | 10,040 | I | 401k Savings Plan |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 203,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Does not apply.
- F2Of this total, 2 shares were allocated during the third quarter 2017 pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan & Trust. Information herein was provided by the Plan Trustee as of 09-30-17.
- F3Of this total, 96 shares were allocated during the third quarter 2017 pursuant to the Old Second Bancorp, Inc. Employees Salary and Savings Plan. Information herein was provided by the Plan Trustee as of 09-30-17.