SEC Form 4 · accession 0001179110-17-012546
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Ladowicz
Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 20, 2017 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF1 | Sep 19, 2017 | S | 700 | $12.10 | A | 256,627 | I | IRA |
| Old Second Bancorp, Inc. Common Stock | Sep 19, 2017 | S | 700 | $12.105 | D | 257,327 | I | IRA |
| Old Second Bancorp, Inc. Common Stock | Sep 19, 2017 | S | 650 | $12.1524 | D | 258,027 | I | IRA |
| Old Second Bancorp, Inc. Common Stock | Sep 19, 2017 | S | 2,000 | $12.1525 | D | 258,677 | I | IRA |
| Old Second Bancorp, Inc. Common Stock | Sep 19, 2017 | S | 7,000 | $12.15 | D | 260,677 | I | IRA |
| Old Second Bancorp, Inc. Common Stock | Sep 18, 2017 | S | 2,450 | $12.15 | D | 9,750 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common StockF2 | holding | — | — | — | 12,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 242,200 shares held by Mr. Ladowicz in a ROTH IRA account and 14,427 shares held in Trust in an IRA account.
- F2Included in this total are 4,646 shares in Mr. Ladowicz' name outright and 7,500 shares of restricted stock units in Mr. Ladowicz' name.