SEC Form 4 · accession 0001179110-17-009436
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Finn
Director
Period of report
Jun 20, 2017
Accepted (ET)
Jun 22, 2017 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF3,F2,F1 | Jun 20, 2017 | J | 2,500 | — | A | 52,886 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to buy) | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
| Employee Stock Option (Right to buy) | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Of this total, 45,386 shares are held in Mr. Finn's name in a brokerage account and 7,500 shares are restricted stock units.
- F2Does not apply.
- F3These shares are Restricted Stock Units granted in 2014 that vested in 2017.