SEC Form 4 · accession 0001179110-17-009434
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
Jun 20, 2017
Accepted (ET)
Jun 22, 2017 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF3,F2,F1 | Jun 20, 2017 | J | 10,000 | — | A | 203,962 | D | |
| Old Second Bancorp, Inc Common Stock | holding | — | — | — | 1,970 | I | Profit Sharing | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 9,667 | I | 401k Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Included in this total are 148 shares held jointly with spouse; 83,635 shares held in a brokerage account; 10,050 shares held in Mr. Eccher's name alone, 129.251 shares are dividend equivalents in the form of restricted stock units and 110,000 shares of restricted stock units in the name of Mr. Eccher.
- F2Does not apply.
- F3These shares are Restricted Stock Units granted in 2014 that vested in 2017.