SEC Form 4 · accession 0001179110-17-006374
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Kane
Director
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old second Bancorp, Inc. Common Stock | May 1, 2017 | S | 100 | $11.95 | D | 67,059 | D | |
| Old Second Bancorp, Inc. Common Stock | May 1, 2017 | S | 900 | $11.90 | D | 66,159 | D | |
| Old second Bancorp, Inc. Common Stock | May 1, 2017 | S | 1,512 | $11.85 | D | 64,647 | D | |
| Old Second Bancorp, Inc. Common Stock | May 1, 2017 | S | 1,714 | $11.80 | D | 62,933 | D | |
| Old Second Bancor, Inc. Common Stock | May 1, 2017 | S | 4,374 | $11.75 | D | 58,559 | D | |
| Old Second Bancorp, Inc. Common Stock | May 1, 2017 | S | 100 | $11.725 | D | 58,459 | D | |
| Old Second Bancorp, Inc. Common StockF1 | May 1, 2017 | S | 3,300 | $11.70 | D | 55,159 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) | $7.49 | holding | — | — | — | Feb 10, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
| Employee Stock Option (Right to buy) | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 1,500 | 1,500 | D |
| Employee Stock Option (Right to buy) | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Of this total, 20,000 shares are in the name of Mr. Kane alone; 25,159 shares are held in a brokerage account and 10,000 shares are restricted stock units in Mr. Kane's name.