SEC Form 4 · accession 0001179110-17-005454
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 10:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc Common StockF4,F2 | Mar 31, 2017 | A | 2 | — | A | 1,970 | I | Profit Sharing |
| Old Second Bancorp, Inc. Common StockF4,F3 | Mar 31, 2017 | A | 789 | — | A | 9,667 | I | 401k Savings Plan |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 203,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Included in this total are 148 shares held jointly with spouse; 83,635 shares held in a brokerage account; 50 shares held in Mr. Eccher's name alone, 129.251 shares are dividend equivalents in the form of restricted stock units and 120,000 shares of restricted stock units in the name of Mr. Eccher.
- F2Of this total, 2 shares were acquired during the first quarter 2017 pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan & Trust. Information herein was provided by the Plan Trustee as of 3-31-17.
- F3Of this total, 789 shares were acquired during the first quarter 2017 pursuant to the Old Second's Employee Savings Plan & Trust. Information herein was provided by the Plan Trustee as of 3-31-17.
- F4Does not apply.