SEC Form 4 · accession 0001179110-17-005453
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Douglas Cheatham
Officer — CFO · Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 10:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc Common StockF2,F1 | Mar 31, 2017 | A | 4 | — | A | 4,212 | I | Profit Sharing |
| Old Second Bancorp, Inc Common StockF2,F3 | Mar 31, 2017 | A | 35 | — | A | 38,747 | I | 401-K Saving Plan |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 51,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 15,000 | 15,000 | D |
| Employee StockOptions | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | common stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Of this total, 4 shares were acquired during the first quarter 2017 pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan & Trust. Information herein was provided by the Plan Trustee as of 3-31-17.
- F2Does not apply.
- F3Of this total, 35 shares were acquired during the first quarter 2017 pursuant to the Old Second's Employee Salary Savings Plan & Trust. Information herein was provided by the Plan Trustee as of 3-31-17.