SEC Form 4 · accession 0001179110-17-004709
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Douglas Cheatham
Officer — CFO · Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 16, 2017 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc Common StockF3,F2 | Mar 10, 2017 | J | 177 | — | D | 38,712 | I | 401-K Saving Plan |
| Old Second Bancorp, Inc Common Stock | holding | — | — | — | 4,208 | I | Profit Sharing | |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 62,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 15,000 | 15,000 | D |
| Employee StockOptions | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | common stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 27333 shares outright, 48.299 shares are dividend equivalents in the form of restricted stock units and 35,500 shares of restricted stock units in Mr. Cheatham's name alone.
- F2Does not apply.
- F3These shares represent a refund back to the Plan as a result of a compliance audit finding. This information was provided by the Plan Trustee as of 3-16-17.