SEC Form 4 · accession 0001179110-17-004687
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Pilmer
Officer — EVP
Period of report
Mar 10, 2017
Accepted (ET)
Mar 16, 2017 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc.Common StockF3,F2 | Mar 10, 2017 | J | 23 | — | D | 1,257 | I | 401(k) plan |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 924 | I | Profit Sharing Plan | |
| Old Second Bancorp, Inc.Common StockF1 | holding | — | — | — | 44,085 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of this total, 36,500 are restricted stock units, 36.054 shares are dividend equivalents in the form of restricted stock units, 7,539 shares held jointly with spouse in a brokerage account and 10 shares are held by Mr. Pilmer as custodian.
- F2Does not apply.
- F3These shares represent a refund back to the Plan as a result of a compliance audit finding. This information was provided by the Plan Trustee as of 3-16-17.