SEC Form 4 · accession 0001179110-17-002949
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Skoglund
Officer — CEO · Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF1 | Feb 22, 2017 | S | 999 | $10.80 | D | 66,487 | D | |
| Old Second Bancorp, Inc. Common Stock | Feb 22, 2017 | S | 1 | $10.90 | D | 67,486 | D | |
| Old Second Bancorp, Inc. Common Stock | Feb 21, 2017 | S | 6,900 | $10.85 | D | 67,487 | D | |
| Old Second Bancorp, Inc. Common Stock | Feb 21, 2017 | S | 100 | $10.90 | D | 74,387 | D | |
| Old Second Bancorp, Inc. Common StockF2 | Feb 21, 2017 | A | 5,000 | — | A | 74,487 | D | |
| Old Second Bancorp Inc. Common Stock | holding | — | — | — | 14,206 | I | 401-k | |
| Old Second Bancorp Inc. Common Stock | holding | — | — | — | 47,038 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Included in this total are 532 shares in Mr. Skoglund's name alone; 12,500 shares of restricted stock units and 53,455 shares held by William Skoglund as Trustee of the William Skoglund Trust in a brokerage account.
- F2These shares represent Restricted Stock Units granted in 2017 under Old Second's Equity Award Program. These shares have a 3-year cliff vesting.