SEC Form 4 · accession 0001179110-17-002940
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 22, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F1 | Feb 21, 2017 | A | 25,000 | — | A | 201,462 | D | |
| Old Second Bancorp, Inc Common Stock | holding | — | — | — | 8,912 | I | 401k Savings Plan | |
| Old Second Bancorp, Inc Common Stock | holding | — | — | — | 1,968 | I | Profit Sharing |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Included in this total are 148 shares held jointly with spouse; 63,910 shares held in a brokerage account; 17,275 shares held in Mr. Eccher's name alone, 129.251 shares are dividend equivalents in the form of restricted stock units and 120,000 shares of restricted stock units in the name of Mr. Eccher.
- F2These shares represent shares granted by the 2017 Equity Incentive Plan.