SEC Form 4 · accession 0001179110-17-002610
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Gottschalk
Officer — EVP
Period of report
Feb 10, 2017
Accepted (ET)
Feb 17, 2017 · 10:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc.Common StockF2 | Feb 10, 2017 | I | 1,118 | $11.00 | D | 372 | I | Profit Sharing |
| Old Second Bancorp, Inc. Common StockF3 | Feb 10, 2017 | I | 3,293 | $11.00 | D | 1,097 | I | 401-K |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 26,536 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of this total, 26,500 shares are restricted stock units, 36.054 shares are dividend equivalents in the form of restricted stock units.
- F2Of this total, 1,118 shares were disposed of under the Old Second Bancorp, Inc. Profit Sharing Plan due to a discretionary re-alignment of the Plan. This information was provided herein by the Plan Trustee as of 02-16-2017.
- F3Of this total, 3,293 shares were disposed of under the Old Second Bancorp, Inc. Employee Savings Plan & Trust due to a discretionary re-alignment of the Plan. This information was provided herein by the Plan Trustee as of 02-16-2017.