SEC Form 4 · accession 0001179110-17-000147
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Gottschalk
Officer — EVP
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 11:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF3,F2 | Dec 30, 2016 | A | 2 | — | A | 1,490 | I | Profit Sharing |
| Old Second Bancorp, Inc. Common StockF3,F4 | Dec 30, 2016 | A | 5 | — | A | 4,390 | I | 401-K |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 26,536 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of this total, 26,500 shares are restricted stock units, 36.054 shares are dividend equivalents in the form of restricted stock units.
- F2Of this total, 2 shares were allocated during the fourth quarter pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan. This information was provided herein by the Plan Trustee as of 12-30-16.
- F3Does not apply.
- F4Of this total, 5 shares were allocated during the fourth quarter pursuant to the Old Second Bancorp, Inc. Employee Savings Plan & Trust. This information was provided herein by the Plan Trustee as of 12-30-16.