SEC Form 4 · accession 0001179110-17-000145
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Pilmer
Officer — EVP
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 10:57 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F3 | Dec 30, 2016 | P$0 | 1 | — | A | 924 | I | Profit Sharing Plan |
| Old Second Bancorp, Inc.Common StockF2,F4 | Dec 30, 2016 | P$0 | 254 | — | A | 1,280 | I | 401(k) plan |
| Old Second Bancorp, Inc.Common StockF1 | holding | — | — | — | 34,085 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of this total, 26,500 are restricted stock units, 36.054 shares are dividend equivalents in the form of restricted stock units, 7,539 shares held jointly with spouse in a brokerage account and 10 shares are held by Mr. Pilmer as custodian.
- F2Does not apply.
- F3Of this total, 1 share was allocated during the fourth quarter pursuant to the Old Second Bancorp, Inc. profit Sharing Plan & Trust. This information was provided herein by the Plan Trustee as of 12-30-16.
- F4Of this total, 254 shares were allocated during the fourth quarter pursuant to the Old Second's Employee Savings Plan & Trust. This information was provided herein by the Plan Trustee as of 12-30-16.