SEC Form 4 · accession 0001179110-17-000140
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Douglas Cheatham
Officer — CFO · Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 10:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc Common StockF3,F4 | Dec 30, 2016 | A | 49 | — | A | 38,889 | I | 401-K Saving Plan |
| Old Second Bancorp, Inc Common StockF3,F2 | Dec 30, 2016 | A | 5 | — | A | 4,208 | I | Profit Sharing |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 62,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 15,000 | 15,000 | D |
| Employee StockOptions | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | common stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 27,333 shares outright, 48.299 shares are dividend equivalents in the form of restricted stock units and 35,500 shares of restricted stock units in Mr. Cheatham's name alone.
- F2Of this total, 5 shares were allocated during the fourth quarter pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan & Trust. This information was provided herein by the Plan Trustee as of 12-30-2016.
- F3Does not apply.
- F4Of this total, 49 shares were allocated during the fourth quarter pursuant to the Old Second's Employee Savings Plan & Trust. This information was provided herein by the Plan Trustee as of 12-30-2016.