SEC Form 4 · accession 0001179110-16-030305
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Gottschalk
Officer — EVP
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF3,F2 | Sep 30, 2016 | A | 1 | — | A | 1,488 | I | Profit Sharing |
| Old Second Bancorp, Inc. Common StockF3,F4 | Sep 30, 2016 | A | 5 | — | A | 4,385 | I | 401-K |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 26,536 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of this total, 26,500 shares are restricted stock units, 36.054 shares are dividend equivalents in the form of restricted stock units.
- F2Of this total, 1 share was allocated during the third quarter pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan. This information was provided herein by the Plan Trustee as of 9-30-16.
- F3Does not apply.
- F4Of this total, 5 shares were allocated during the third quarter pursuant to the Old Second Bancorp, Inc. Employee Savings Plan & Trust. This information was provided herein by the Plan Trustee as of 9-30-16.