SEC Form 4 · accession 0001179110-16-027285
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Douglas Cheatham
Officer — CFO · Director
Period of report
Jul 5, 2016
Accepted (ET)
Jul 5, 2016 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF4,F3 | Jun 30, 2016 | A | 54 | — | A | 38,790 | I | 401(k) |
| Old Second Bancorp, Inc. Common StockF2,F3 | Jun 30, 2016 | A | 6 | — | A | 4,198 | I | Profit Sharing Plan |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 62,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 15,000 | 15,000 | D |
| Employee StockOptions | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | common stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 27,333 shares outright, 48.299 shares are dividend equivalents in the form of restricted stock units and 35,500 shares of restricted stock units in Mr. Cheatham's name alone.
- F2Of this total, 6 shares were allocated during the second quarter pursuant to the Old Second Bancorp, Inc. Profit Sharing Plan & Trust. This information was provided herein by the Plan Trustee as of 6-30-2016.
- F3Does not apply.
- F4Of this total, 54 shares were allocated during the second quarter pursuant to the Old Second's Employee Savings Plan & Trust. This information was provided herein by the Plan Trustee as of 6-30-2016.