SEC Form 4 · accession 0001179110-16-026649
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
Jun 17, 2016
Accepted (ET)
Jun 20, 2016 · 10:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F3,F1 | Jun 17, 2016 | P | 4,793 | $7.10 | A | 176,462 | D | |
| Old Second Bancorp, Inc. Common StockF2 | Jun 17, 2016 | P | 1,564 | $7.09 | A | 169,669 | D | |
| Old Second Bancorp, Inc. Common StockF2 | Jun 17, 2016 | P | 1,211 | $7.08 | A | 168,105 | D | |
| Old Second Bancorp, Inc. Common StockF2 | Jun 17, 2016 | P | 313 | $7.06 | A | 166,894 | D | |
| Old Second Bancorp, Inc Common StockF2 | Jun 17, 2016 | P | 812 | $7.05 | A | 166,581 | D | |
| Old Second Bancorp, Inc. Common StockF2 | Jun 17, 2016 | P | 274 | $7.04 | A | 165,769 | D | |
| Old Second Bancorp, Inc Common StockF2 | Jun 17, 2016 | P | 795 | $7.03 | A | 165,495 | D | |
| Old Second Bancorp, Inc Common StockF2 | Jun 17, 2016 | P | 15 | $7.02 | A | 164,700 | D | |
| Old Second Bancorp, Inc. Common StockF2 | Jun 17, 2016 | P | 223 | $7.00 | A | 164,685 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 1,960 | I | Profit Sharing Plan | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 8,584 | I | 401-k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 20,000 | 20,000 | D |
| Employee Stock Option | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 148 shares held jointly with spouse; 63,910 shares held in a brokerage account; 17,275 shares held in Mr. Eccher's name alone, 129.251 shares are dividend equivalents in the form of restricted stock units and 95,000 shares of restricted stock units in the name of Mr. Eccher.
- F2These shares are part of a large group of purchases made at various prices.
- F3This total also reflects a correction of 2,000 shares that were inadvertently missed in the previous reporting.