SEC Form 4 · accession 0001179110-16-025656
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
May 27, 2016
Accepted (ET)
May 27, 2016 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F1 | May 27, 2016 | A | 129 | $7.35 | A | 164,462 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 8,584 | I | 401-k | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 1,960 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 20,000 | 20,000 | D |
| Employee Stock Option | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 148 shares held jointly with spouse; 53,910 shares held in a brokerage account; 17,275 shares held in Mr. Eccher's name alone, 129.251 shares are dividend equivalents in the form of restricted stock units and 95,000 shares of restricted stock units in the name of Mr. Eccher.
- F2These shares represent a dividend equivalent in the form of restricted stock units associated with the 2014, 2015 and 2016 grants. These shares will follow the same 3-year vesting period guidelines.