SEC Form 4 · accession 0001179110-16-025654
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Gottschalk
Officer — EVP
Period of report
May 27, 2016
Accepted (ET)
May 27, 2016 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F1 | May 27, 2016 | A | 36 | $7.35 | A | 26,536 | D | |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 6,273 | I | Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of this total, 26,500 shares are restricted stock units, 36.054 shares are dividend equivalents in the form of restricted stock unit and 1,347 shares are held outright in Mr. Gottschalk's name.
- F2These shares represent a dividend equivalent in the form of restricted stock units associated with the 2014, 2015 and 2016 grants. These shares will follow the same 3-year vesting period guidelines.