SEC Form 4 · accession 0001179110-16-022494
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eccher
Officer — CEO · Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 1, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F4 | Mar 31, 2016 | J | 12 | — | D | 8,584 | I | 401-k |
| Old Second Bancorp, Inc. Common StockF2,F3 | Mar 31, 2016 | A | 1,558 | — | A | 8,596 | I | 401-k |
| Old Second Bancorp, Inc. Common Stock | holding | — | — | — | 1,960 | I | Profit Sharing Plan | |
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 174,108 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 20,000 | 20,000 | D |
| Employee Stock Option | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Included in this total are 148 shares held jointly with spouse; 53,910 shares held in a brokerage account; 50 shares held in Mr. Eccher's name alone and 120,000 shares of restricted stock units in the name of Mr. Eccher.
- F2Does not apply.
- F3Of this total, 1,559 shares were allocated during the first quarter pursuant to the Old Second Bancorp, Inc. Salary Savings Plan & Trust. Information provided herein was provided by the Plan Trustee as of 03-31-16.
- F4These shares represent a refund back to the Plan as a result of a compliance audit finding.