SEC Form 4 · accession 0001179110-16-019437
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Skoglund
Officer — CEO · Director
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF2,F1 | Feb 16, 2016 | A | 5,000 | — | A | 69,487 | D | |
| Old Second Bancorp Inc. Common Stock | holding | — | — | — | 14,206 | I | 401-k | |
| Old Second Bancorp Inc. Common Stock | holding | — | — | — | 47,038 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $27.75 | holding | — | — | — | Dec 18, 2008 | Dec 18, 2017 | Common Stock | 40,000 | 40,000 | D |
| Employee Stock Option | $29.20 | holding | — | — | — | Dec 19, 2007 | Dec 19, 2016 | Common Stock | 32,000 | 32,000 | D |
Explanation of responses
- F1Included in this total are 532 shares in Mr. Skoglund's name alone; 2,500 shares of restricted stock units and 61,455 shares held by William Skoglund as Trustee of the William Skoglund Trust in a brokerage account.
- F2These shares represent Restricted Stock Units granted in 2016 under Old Second's Equity Award Program. These shares have a 3-year cliff vesting.